Banks & Financial Industries

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Our dedicated team of banking specialists monitors regulations, legislation, economic conditions, and trends that impact the banking industry to provide clients the best service possible whether it’s a bank audit or helping financial institutions evaluate their anti-money laundering compliance programs.

From mega-mergers and globalization to rapidly evolving regulations and customer needs, we help banks stay ahead of the latest trends impacting your industry. We currently serve numerous financial institutions ranging in size from smaller community banks to larger regional banks including those that are SEC regulated.

Smart Accountants offers proven guidance and expert counsel to the banks. Our advisors and accountants know the importance of maintaining tight internal controls, establishing appropriate segregation of duties, and following detailed policies and procedures. We are also adept at the ins-and-outs of the rigorous regulatory requirements faced by financial institutions.

Smart Accountants is experienced in examining federal and state compliance requirements and providing audits for regulatory use, including the Securities and Exchange Commission (SEC), Federal Reserve Bank, Federal Deposit Insurance Corporation, Office of the Comptroller of Currency, and the Financial Industry Regulatory Authority (FINRA), among others.

Our reputation for integrity, ethics, and resourcefulness supports and even strengthens the financial institutions we serve. Make sure to check out our bi-monthly newsletter, The Balance Sheet.

Want to benefit from our audit and regulatory risk solutions experience with banks and financial institutions? Don’t hesitate to contact us now. We’d love to hear from you.

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 Over 14+ years of experience we’ll ensure you get the best guidance